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Investment Advisory Service in Avon, CT

Standard Listings

Business Listing   A Tsikitas Investment Advisor - Avon, CT - Phone: (860) 677-8799


Business Listing   Alpha Equity Management - Avon, CT - Phone: (860) 773-6510


Business Listing   Asset Strategies Inc - Avon, CT - Phone: (860) 673-5500


Business Listing   Bakker Peter M Insurance Agency Inc - Avon, CT - Phone: (860) 676-1957


Business Listing   Ballentine Capital Management Inc - Avon, CT - Phone: (860) 676-1830


Business Listing   Leonard Management Group - Avon, CT - Phone: (860) 673-3237


Business Listing   New England Capital Planners Inc - Avon, CT - Phone: (860) 676-9977


Business Listing   Portfolio Consulting Group - Avon, CT - Phone: (860) 676-8813


Business Listing   Resource Investors Management Company - Avon, CT - Phone: (860) 678-8100


Business Listing   Spivak Asset Management LLC - Avon, CT - Phone: (860) 676-9756


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Helpful Definition for: Investment Advisory Service


Investment advisory service in Avon may refer to a form of business that provides investing advice or counsel to an investor in exchange for a fee. They may be of the form of interaction directly with the clients by managing their assets or may provide passive, general advice on which securities or industries will improvise. Investment advisory services in Avon are meant to manage a certain amount of money. The actions of all investment advisory services are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisory services to provide false or misleading information, and to sell or buy their own securities to or from a client.

Recent Business News for: Investment Advisory Service

US proposal on investment adviser oversight slammed - Reuters

ForbesUS proposal on investment adviser oversight slammedReutersIn an e-mail to those advisers on Wednesday, Bernie Clark, executive vice president of Schwab Advisor Services, warned that the outcome in the debate over the best type of oversight "could have a substantial impact on (their) business.Congress Prepares To Sandbag Investors And Their Financial Advisers With More ...Forbesall 3 news articles »